PD Dr. Ulrich T. Schwarz

Research Topics

Semiconductor Optoelectronics

“Blue” (Al,In)GaN Laser diodes: Optical gain spectroscopy and waveguide mode dynamics

A measure for the state of knowledge on a certain semiconductor material system is the degree to which microscopic, parameter–free simulations are able to predict the behavior of real–world devices. For GaInAs, InGaPAs, and GaAsSb the degree of predictive power of the highest–level microscopic simulations is striking. One reason for this success is the high material quality and epitaxial growth control. Inhomogeneous broadening in these devices is typically low and nonradiative recombination negligible. The group III–nitrides are far from this level of understanding, because of the complexity of the system. Quantum well (QW) fluctuations are intrinsic to this material class due to indium segregation. Strong internal piezoelectric and spontaneous fields cause the reduction of the electron and hole wave function and a red shift (quantum confined Stark effect, QCSE) in all structures grown along the crystallographic c–axis. The role of threading dislocations and cause of other nonradiative centers in the wavelength range from UV to green is the topic of intense discussions. The claim that Auger processes can be neglected in this wide–bandgap material is more a hope than a proven statement. Certainly (Al,In)GaN light emitting diodes (LED) and laser diodes (LD) occupy a huge market segment in optoelectronic devices, which will further grow when LEDs for general and automotive lighting and LDs for full color laser projection become available. On the theory side, gain spectra have been successfully compared to microscopic simulations. Yet nobody is able at the moment to predict or optimize a full (Al,In)GaN LD or LED structure without close feedback with experiments and at least some assumptions in form of adjustable parameters, most notably inhomogeneous broadening.

 

In our laboratory we employ the Hakki-Paoli method of optical gain spectroscopy. This method derives the optical gain with high accuracy from the modulation depth (finesse) of the longitudinal modes below threshold. Information on the laser diode properties can either be drawn directly from the gain spectra (internal losses, substrate modes, degradation, gain fluctuations,…) or via comparison to theoretical models, in particular with (mostly) parameter free microscopic models.

 

Optical gain spectra of laser diodes from Nichia Corporation. The gain spectra of laser diodes with lasing wavelengths of375nm, 405nm, 440nm, and 470nm from near UV to aquamarine spectral range show an increasing inhomogeneous broadening for longer wavelengths [K. Kojima et al., Optics Express 15, 7730 (2007)]

Optical gain is the link between microscopic and macroscopic properties of a laser diode. On the device level we study their dynamical behavior in spatial, temporal, and spectral dimension. (Al,In)GaN laser diodes tend to form filaments for ridges broader than 2.5 µm. By scanning near-field microscopy (SNOM) we are able to measure these filaments with high spatial resolution. We can combine those spatial measurements with spectral and temporal resolved measurements, resulting in multi-dimensional data cubes. Questions are to what extend ridge geometry (e.g. asymmetry), thermal effects, and fluctuations along the ridge influence the laser diode dynamics. Stable beam patterns in near- and far-field at high optical output powers are essential for most applications (e.g. laser TV).

Looking into the “eye” of an (Al,In)GaN laser diode: 405 nm (here: spontaneous) emission emerging at the laser facet. (Bottom to top: heat spreader; laser diode on bulk GaN substrate; bond wire).

Near-field measurement (inset) of the 2d waveguide mode intensity profile (left) below and (right) above the onset of filamentation for a narrow and broad ridge waveguide laser diode, respectively.

The spectral or temporal properties (lasing onset delay, decay, relaxation oscillations) are measured and compared to rate equation simulations. In the end it should be possible to establish a set of parameters characterizing the dynamical properties of (Al,In)GaN laser diodes. The underlying question is, if (Al,In)GaN laser diodes are fundamentally different (e.g. due to QCSE and/or QW fluctuations) when compared to laser diodes in the infrared to red spectral region.

Dislocations, strain & optical properties of bulk GaN and (Al,In)GaN heterostructures

Micro-photoluminescence (µPL) is our versatile tool to study optical properties of bulk GaN and (Al,In)GaN heterostructures. The advantages of the method are manifold: we can choose between different excitation wavelengths (334 nm above bandgap, 380 nm, 405 nm, 413 nm … for resonant excitation of InGaN QWs), vary excitation density, sample temperature (down to < 10 K), apply a bias voltage for field-dependent measurements, combine electroluminescence, photoluminescence and photocurrent (laser beam induced current, LBIC) modes, all with high spatial (down to 300 nm) and spectral (down to 0.1 meV) resolution and high numerical aperture (light gathering power).

Single dislocations act as centers of nonradiative recombination. Left: near bandgap emission (integrated D0X intensity) in bulk GaN, the dark spots are dislocations. Middle and right: the energy shift of the donor bound exciton line has the shape of a dipole at every dislocation. The cause of this is a strain dipole (compressive and tensile strain) from a single lattice plane ending at the threading dislocation line [N. Gmeinwieser et al., Phys. Rev. B 75, 245213 (2007)].

The orientation of these strain dipoles shows a six-fold symmetry, indicating the orientation of the burgers vector in the hexagonal lattice. This is a pure optical detection of the Burgers vector.

With the same method we investigate the impact of single dislocation on the properties of an InGaN QW. By resonant excitation we are able to study the QW inside a working LED. Questions are: How are threading dislocations and fluctutations affect radiative and nonradiative recombination, lateral and vertical carrier transport, and in general the efficiency of an InGaN QW LED.

Semi- and non-polar nitrides

One of the most pressing physical problems hindering further advances in nitride emitters is the presence of large piezoelectric fields in these materials. Because of the hexagonal lattice symmetry without a center of inversion the piezoelectric coefficients for wurtzite nitrides are non-zero. The active regions of nitride LEDs or laser diodes are typically comprised of InGaN quantum wells (QWs) which are under biaxial compressive stress due to the larger lattice constant of InGaN compared to GaN. Consequently, In-GaN quantum wells grown along the crystallographic c-axis exhibit an internal piezoelectric field in the MV/cm range, and electrons and holes are pulled to opposite interfaces of the QW. This spatial separation of wave functions causes a decrease of the transition matrix element and suppresses radiative recombination with respect to nonradiative recombination, diminishing the efficiency drastically. The problem becomes worse both for thicker QWs and at higher indium content, necessary in devices designed for longer wavelength operation. In order to overcome these problems nitride heterostructures and QWs need to be grown along crystallographic directions where the piezoelectric field is small or zero.

 

Piezoelectric polarization of an InxGa1–xN quantum well grown pseudomorphically between relaxed GaN barriers. The lattice planes of particular polar, semipolar, and nonpolar orientations are shown as insets. Pz is the polarization perpendicular to the growth plane [U. T. Schwarz and M. Kneissl, phys. stat. sol. (RRL) 1, A45 (2007)].

 

Singular and nonlinear Optics

Optical vortices

Imagine a beam of light propagating in z direction with a phase front in the shape of a spiral. In the center of the optical vortex the phase is undefined and thus the intensity must vanish. The “threads of darkness” are the optical analogue to screw dislocations in condensed matter physics. They are defined as topological entities and thus stable. A perturbation of the beam will shift the position of the vortex, but not destroy it (as it is impossible to smoothly merge a spiral staircase).

 

 

Spiral staircase (Old Town Hall in Regensburg).

Screw dislocation in a crystal (red: dislocation line; black: Burgers vector)..

Phase front of an optical vortex.

We study the propagation and interaction of optical vortices in Laguerre-Gaussian beams, which allow an analytical treatment. We were the first to study linear and nonlinear propagation of optical vortices in propagation invariant Bessel beams. The idea was to provide a diffraction free beam as background medium for the propagating optical vortex, which then move with constant velocity along a straight line, in contrast to the case Gaussian background beam. Using higher order Bessel beams, which themselves carry optical angular momentum, we demonstrated experimentally the transfer of optical angular momentum in a nonlinear optical interaction between pump, Stokes, and anti-Stokes beam by Raman scattering in hydrogen gas.

Polarization singularities

A coarse classification of optical singularities is as follows: Caustics are the singular objects in ray optics, optical vortices those of paraxial scalar wave optics, and polarization singularities those of vector fields. Polarization of light is associated with birefringent crystals. So we looked into the propagation of a scalar optical vortex upon propagation in a birefringent crystal and discovered the most generic case of its unfolding into a bizarre, but topologically well defined, three-dimensional structure of lines of circular polarization (C-lines) and surfaces of linear polarization (L-surfaces), resembling one of Riemann’s minimal surfaces.

Experimentally determined configuration of polarization singularities (L surface and C lines) in (x,y,L)-space[F. Flossmann et al., Phys. Rev. Lett. 95, 253901 (2005)].

Ince-Gaussian modes

Laser textbooks teach about Hermite-Gaussian and Laguerre-Gaussian modes, which live on a Cartesian and cylindrical coordinate system, respectively. Yet, they are not the only possible stable modes of a resonator. M. A. Bandres and J. C. Gutierrez-Vega theoretically proposed Ince-Gaussian modes as solution of the paraxial wave equation in elliptical coordinates and independent family of eigenmodes of a stable resonator. Building on their theoretical results we were able to produce Ince-Gaussian modes experimentally with high fidelity in a diode-pumped solid state laser. Currently, research of Ince-Gaussian modes is developing into an independent sub-field within physical optics.

Beam intensity patterns of even IGMs, IGe p,m, measured with the CCD camera and (b) their theoretical predictions [U. T. Schwarz et al., Optics Letters 29, 1870 (2004)].